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SEC wins in first ever Rule G-42 enforcement

SEC wins in first ever Rule G-42 enforcement
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Move to dismiss first-ever G-42 charges denied by federal judge

Municipal advisor Matthias O'Meara and his firm Choice Advisors' move to dismiss the SEC's first ever charges under MSRB Rule G-42 failed. ....

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Outlook 2022: SEC focused on disclosure and misconduct

Unregistered municipal advisor activity and breaches of fiduciary duty remain priorities. ....

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Municipal advisor challenges first-ever G-42 SEC charges

The defendants are raising questions about due process and the definition of fee-splitting arrangements. ....

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Choice Advisors Announces Two Colorado Financing Projects

Houston, Texas (PRWEB) December 01, 2021 Paula Permenter and Matthias O’Meara, Choice Advisors founders, have recently announced Choice Advisors’ latest ....

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