Latest Breaking News On - Municipal securities rulemaking board rule - Page 1 : comparemela.com

More work needed on top of FDTA

More work needed on top of FDTA
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Dave sanchezMark kimEmily brockExchange commission office of municipal securitiesFinancial security oversight councilOffice of municipal securitiesExchange commissionGlobal legal entity identifier foundation the commissionGovernment finance officers associationFinancial data transparency actNational federationMunicipal analysts annual conferenceMunicipal securitiesGlobal legal entity identifier foundationMunicipal securities rulemaking board rule

SEC wins in first ever Rule G-42 enforcement

SEC wins in first ever Rule G-42 enforcement
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United statesAl drago bloombergMatthias omearaPaula permenterExchange commissionUs district courtMunicipal securities rulemaking board ruleSouthern districtChoice advisorsFinancial data transparencyFinancial data transparency act photographerBella menteLiberty treeMatthiaso meara

FINRA fines and suspends broker over testing violation

FINRA fines and suspends broker over testing violation
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Christopher perilloAcademy securitiesPrometric test centerYork army national guardNational adjudicatory councilFinancial industry regulatory authorityMunicipal securities rulemaking board ruleSecurities representativeUniform termination noticeSecurities registrationSecurities industry essentialsNew york army national

Small firms describe frustrations to MSRB

Small firms describe frustrations to MSRB
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Matthew kamlerDennis dix jrDimitry semenovMark kimElaine philbrickMike petagnaWall streetMunicipal securities rulemaking board ruleSanderline securitiesDerivative advisorsDennis dixRidgeline municipal strategies

SEC approves amendments to Rule G-12 to facilitate T+1

SEC approves amendments to Rule G-12 to facilitate T+1
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Ernesto lanzaLeslie norwoodFinancial markets associationInvestment company instituteExchange commissionExchange act ruleMunicipal securities rulemaking board ruleFinancial data transparencySecurities industry