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Top News In Msrb Rules Today - Breaking & Trending Today

MSRB shortens settlement cycle to one day

The MSRB has received approval from the SEC for its amendments to Rules G-12 on uniform practice and G-15 on confirmation, clearance, and settlement practices. ....

United States , Leslie Norwood , Michael Decker , Exchange Commission , Financial Markets Association , Municipal Securities Rulemaking Board , Securities Industry , Financial Markets , Settlement Implementation Playbook , Bond Dealers , Washington Dc , Msrb Rules , Law And Regulation ,

SEC approves amendments to MSRB Rule G-40, G-8

The amendments make some key rule changes, including on the use of testimonials in municipal advisor advertising. ....

Susan Gaffney , National Association Of Municipal Advisors , Exchange Commission , Party Posts It , Municipal Securities Rulemaking Board , National Association , Party Posts , Washington Dc , Msrb Rules ,

MSRB to request comment on Rule G-12

The MSRB will request comment on Rule G-12 on inter dealer confirmations and seeks to codify or retire nearly 40 pieces of interpretive guidance related to it. ....

Donna Alberico , Mark Kim , Meredith Hathorn , Financial Industry Regulatory Authority , Exchange Commission , Municipal Securities Rulemaking Board , Financial Industry Regulatory , Washington Dc , Msrb Rules , Broker Dealers , Financial Regulations , Regulation Compliance ,

MSRB to discuss dealer initiatives at quarterly meeting

The MSRB's upcoming board meeting on will focus on time of trade reporting, amendments to Rules G-47 on time of trade disclosures and D-15 on sophisticated municipal market professionals. ....

Mark Kim , National Association Of Municipal Advisors , Municipal Securities Rulemaking Board , National Association , Municipal Advisors , Washington Dc , Msrb Rules ,

MSRB proposals welcomed by dealer groups

The MSRB's proposed amendments to Rule G-47 on time of trade disclosures codifies existing guidance and is being welcomed by dealer groups despite some minor objections. ....

United States , Michael Decker , Leslie Norwood , Financial Markets Association , Exchange Commission , Municipal Securities Rulemaking Board , Bond Dealers , Securities Industry , Advisers Act , Washington Dc , Msrb Rules ,