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SEC charges advisor for miscalculation in Pennsylvania employee retirement system

SEC charges advisor for miscalculation in Pennsylvania employee retirement system
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

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SEC charges Exelon, ComEd, former CEO in political corruption scheme

(The Center Square) – The Securities and Exchange Commission charged Exelon Corp., electric utility Commonwealth Edison Company and former ComEd CEO Anne Pramaggiore with fraud in connection with a multi-year ....

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SEC charges Exelon, ComEd, former CEO in political corruption scheme

(The Center Square) – The Securities and Exchange Commission charged Exelon Corp., electric utility Commonwealth Edison Company and former ComEd CEO Anne Pramaggiore with fraud in connection with a multi-year scheme to corruptly influe. ....

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Market responding to limited offering exemption enforcement

The SEC recently brought its first ever enforcement actions for violating its limited offering exemption, and market participants are beginning to tighten up their policies and procedures in response. ....

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SEC charges broker-dealer in another first-of-its-kind case

The SEC has charged Chicago-based broker-dealer Loop Capital with providing advice to a municipal entity without registering as a municipal advisor ....

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