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SEC Names John Moses As Deputy Director Of Office Of Investor Education And Advocacy - Will Lead Efforts To Promote Agency's Increased Focus On Financial Inclusion And Outreach To Underserved Communities


SEC Names John Moses As Deputy Director Of Office Of Investor Education And Advocacy - Will Lead Efforts To Promote Agency’s Increased Focus On Financial Inclusion And Outreach To Underserved Communities
Date
21/12/2020
The Securities and Exchange Commission today named John Moses as Deputy Director of the SEC’s Office of Investor Education and Advocacy (OIEA).   
 
Mr. Moses joins Mary Head, who has been Deputy Director of OIEA since 2009.  In his new role, Mr. Moses will help lead OIEA’s outreach, education, and consultation efforts, including its efforts to enhance investors’ understanding of and access to financial services.  Working with divisions and offices across the SEC, including its 11 regional offices, Mr. Moses will advance OIEA and SEC financial inclusion initiatives to support Americans, particularly in underrepresented communities, as they access the capital markets and broader financial system.   ....

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House Financial Services Committee Chairwoman Waters sends letter to President-elect Biden with recommended rule rescissions and other actions | Ballard Spahr LLP


Earlier this month, House Financial Services Committee Chairwoman Maxine Waters
sent a letter to President-elect Joe Biden recommending various actions that the Biden Administration should take in the financial services arena.  Chairman Waters and members of her staff are expected to have a strong voice in shaping the Biden Administration’s approach to financial services regulatory policy.  As a result, Chairman Waters’ letter is likely to receive close attention from the President-elect’s agency review teams and influence the priorities of the individuals appointed to lead the financial regulatory agencies.
Chairman Waters’ letter sets out a wide-ranging agenda for the Biden Administration in the areas of COVID-19 relief, climate change, diversity and inclusion, affordable housing, consumer protection, investor protection, financial stability, and international development.  It includes as an attachment a list of regulatory and administrative actions by the Tr ....

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