Yesterday the SEC’s Division of Enforcement announced its Enforcement Results for Fiscal Year 2022, and there are a few key takeaways for fund managers. The Commission.
SEC Division of Enforcement announced Enforcement Results for Fiscal Year 2022 with a few key takeaways for fund managers: Commission brought 760 enforcement actions in FY 2022, set record on disgorgement and penalties, took ongoing action against private fund advisers.
<p>Thank you. It is good to be back with SEC Speaks.</p>
<p>I’d like to thank the Practising Law Institute for working with our agency on this program, and my colleagues Gurbir Grewal and William Birdthistle for co-chairing this event. As is customary, I’d like to note my views are my own, and I’m not speaking on behalf of the Commission or SEC staff.</p>