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SEC Adoption Of Current Reporting And Other Amendments To Form PF - Corporate and Company Law

On May 3, 2023, the U.S. Securities and Exchange Commission (SEC) adopted, by a vote of 3-2, amendments to Form PF (the "Amended Form"), the confidential reporting form for certain SEC-registered.

Large liquidity fund adviserExchange commissionCommodity futures trading commissionLarge hedge fund advisersHedge fund currentAmended formFirst proposalSecond proposalFederal registerFund currentEquity currentLiquidity fund adviserQualifying hedgeBasic information about advisersPrivate funds theyReporting concerning hedge

New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC - M&A/Private Equity

On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted important amendments to Form PF, the systemic risk reporting form for private fund advisers registered with the SEC.

Exchange commissionLarge private equity fund advisersCommodity futures trading commissionCurrent reporting for large hedge fund advisersFund advisersEvent reporting for large hedge fund advisersEquity fund advisersLarge hedge fundLarge liquidity fund advisersQuarterly event reportingAll private equityLarge private equity fundCurrent reportingFederal registerCommodity futures tradingRequire event reporting

2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP

In 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed numerous new and amended rules (“proposals”) that would apply to SEC-registered investment advisers.

Business development companiesInvestment companiesLarge hedge fund advisersDorsey whitneyExchange commissionLarge liquidity fund advisersFund advisersFund investor protection proposalSecurities exchangeAgency rule listFinal rule stageInvestment advisers proposalProposed ruleRegistered advisersInvestment advisers actAdvisers act

Spotlight to Get Brighter on Private Fund Advisers for SEC Exams in 2022 | Goodwin

On March 30, 2022, the Division of Examinations (“EXAMS”) of the U.S. Securities and Exchange Commission (the “SEC”) placed private funds at the top of its examination priorities for.

Examination of private fund advisersFund restructuringsDivision of examinationsPurpose acquisition companiesPurpose acquisition companies spacsExchange commissionLarge liquidity fund advisersFund advisersShell companiesFund risk alertChair genslerFund riskPrivate fundInvestment advisers actPrivate fund risk alertProposed private fund

SEC Proposes Sweeping New Regulatory and Enforcement Regime for Private Funds and Private Market Participants | Quinn Emanuel Urquhart & Sullivan, LLP

Over a two week period at the end of January and beginning of February, the U.S. Securities and Exchange Commission (“SEC” or “Commission”) proposed new rules and rule amendments that.

United statesQuinn emanuel urquhart sullivanMary jo whiteHester peirceHesterm peirceTroy paredeMyeon leeDarianm ibrahimGary genslerAlanr palmiterAllison herren leeJay claytonStatement on proposed private fund advisersFund investor protection febRalston purina coDivision of enforcement

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