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2024 SEC Examination Priorities for Investment Advisers | Dorsey & Whitney LLP

The SEC’s Division of Examinations (the “Division”) announced its examination priorities for fiscal year 2024. This eUpdate includes observations on the examination priorities and a.

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SEC Adopts Amendments to Form PF | Kilpatrick Townsend & Stockton LLP

On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted a new rule (the “Rule”) that amends Form PF, the confidential reporting form for certain SEC-registered.

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SEC Adopts Amendments to Form PF | Faegre Drinker Biddle & Reath LLP

The U.S. Securities and Exchange Commission (the SEC) adopted Amendments to Form PF (the Amendments) in a three-to-two vote on May 3, 2023, over a decade after Form PF’s initial.

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Regulators GP-Led Secondaries, Continuation Funds Increased Focus

Over the years, the SEC and its staff have expressed several different concerns potentially arising under GP-led secondary transactions implicating the duty of care and the duty of loyalty.

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SEC Adopts Amendments to Form PF; Establishes Certain Event Reporting Requirements for Private Equity Advisers and Large Hedge Fund Advisers, Among Other Obligations | King & Spalding

On May 3, 2023, the SEC adopted amendments to Form PF that will establish new event-reporting requirements for “private equity fund advisers” and “large hedge fund advisers”, and will.

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