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United States - Securities - Government & Regulatory Litigation Update

In March, the U.S. Securities and Exchange Commission (SEC) settled a pair of enforcement actions against investment advisory firms that the SEC says misled investors about their use of artificial intelligence (AI).

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DOJ Works to Develop Whistleblower Program

DOJ Works to Develop Whistleblower Program
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Allison herren leeLisa monacoNicolem argentieriKohn colapintoDepartment of justiceWhistleblower programUs department of justiceWhistleblower officeHarvard law school forum on corporate governanceActing assistant attorney general nicoleDeputy attorney general lisa monacoHarvard law school forumConfidential reporting

Will the DOJ Listen to the Whistleblower Community in Establishing Whistleblower Award Program? | Kohn, Kohn & Colapinto LLP

On March 7, Deputy Attorney General Lisa Monaco announced that the U.S. Department of Justice (DOJ) was initiating a “90-day sprint” to develop a whistleblower rewards program. In her.

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Former SEC Commissioner Urges DOJ to Model Whistleblower Program on SEC s

/PRNewswire/ In developing its new whistleblower award program, the U.S. Department of Justice (DOJ) should look to the best practices of the U.S..

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Opinion: Canadian banks are not fighting climate change on their own They must be legislated

All of Canada’s Big Five banks have committed to helping to reduce emissions; now there’s been a concerning trend of climate-related backsliding

United kingdomJulie segalAllison herren leeQuebec caisseRosa galvezOffice of the superintendent financial institutionsLondon school of economicsDominion bankEuropean unionExchange commissionLog increate freeEnvironmental defence canadaLondon schoolClimate aligned finance actFinancial institutionsBig five

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