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SEC Adoption Of Current Reporting And Other Amendments To Form PF - Corporate and Company Law

On May 3, 2023, the U.S. Securities and Exchange Commission (SEC) adopted, by a vote of 3-2, amendments to Form PF (the "Amended Form"), the confidential reporting form for certain SEC-registered.

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Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory.

William birdthistleJones gartenbergJoshuan breenInvestment company namesMoney market fund reformsToews corporationPurpose acquisition companiesDivision of enforcementInvestment companyAssociates katherine katy berkCommodity futures trading commissionSecurities offering reforms for business development companiesExchange act or sectionDivision of examinationsHarris associatesFinancial stability oversight council

SEC Proposes to Enhance Private Fund Reporting

MFA says proposal will impair managers ability to deliver for investors.

Gary genslerBryan corbettExchange commissionCommodity futures trading commissionFinancial stability oversight councilFunds associationLarge hedge fund advisersQualifying hedgeBasic information about advisersPrivate funds theyReporting concerning hedgeFederal registerFunds association president

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