Latest Breaking News On - Division of enforcement complex financial instruments unit - Page 1 : comparemela.com

Hedge fund Mass Ave pays $600,000 to settle SEC surges

Hedge fund Mass Ave pays $600,000 to settle SEC surges
hedgeweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeweek.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesLing yuTravis hillWinstonm fengJoshua brodskyJosephp ceglioDivision of enforcement complex financial instruments unitYork regional officeNew york basedMass ave globalChief investment officerPortfolio managerNew york city based massaveInvestment advisers actKelly rock

SEC gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts

SEC gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Ling yuNew yorkUnited statesOsman nawazTravis hillJosephp ceglioWinstonm fengJoshua brodskyYork regional officeExchange commissionDivision of enforcement complex financial instruments unitEnforcement division complex financial instruments unitMass ave global incMass ave globalNew york city based massaveComplex financial instruments

SEC gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product

SEC gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Troy murrayTyler wardGurbirs grewalOsman nawazArmita cohenLawrence renbaumGregory smolarDivision of enforcementExchange commissionDivision of enforcement complex financial instruments unitInvestment companySecurities actInvestment company actComplex financial instruments unitCrypto assets

PERSEFONI ANNOUNCES FORMER U S SECURITIES AND EXCHANGE COMMISSION ACTING CHAIR AND COMMISSIONER ALLISON HERREN LEE JOINS ITS SUSTAINABILITY ADVISORY BOARD

/PRNewswire/ Persefoni, a leading Climate Management & Accounting Platform (CMAP) for enterprises and financial institutions, today announced former U.S..

France generalKara steinPersefoni deputyPrnewswire persefoniAllison herren leeRobert ecclesKristina wyattKentaro kawamoriPaul dickinsonCommission division of enforcementDivision of enforcement complex financial instruments unitExchange commissionUniversity of oxfordClimate managementAccounting platformActing chair

Former U S Securities and Exchange commissioner joins Persefoni Sustainability Advisory Board

Persefoni, a leading Climate Management & Accounting Platform for enterprises and financial institutions, announced former U.S. Securities and Exchange Commission Acting Chair and Commissioner Allison Herren Lee has joined its Sustainability Advisory Board.

Kentaro kawamoriAllison herren leePaul dickinsonKara steinRobert ecclesKristina wyattDivision of enforcement complex financial instruments unitExchange commissionCommission division of enforcementUniversity of oxfordClimate managementAccounting platformActing chairCommissioner allison herren leeSustainability advisory boardSustainability accounting standards board