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Hedge fund Mass Ave pays $600,000 to settle SEC surges

Hedge fund Mass Ave pays $600,000 to settle SEC surges
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New yorkUnited statesLing yuTravis hillWinstonm fengJoshua brodskyJosephp ceglioDivision of enforcement complex financial instruments unitYork regional officeNew york basedMass ave globalChief investment officerPortfolio managerNew york city based massaveInvestment advisers actKelly rock

Ex-RIA, CEO behind failed opportunity fund to pay $600k in penalties

Ex-RIA, CEO behind failed opportunity fund to pay $600k in penalties
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SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts

SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts
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SEC gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts

SEC gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Ling yuNew yorkUnited statesOsman nawazTravis hillJosephp ceglioWinstonm fengJoshua brodskyYork regional officeExchange commissionDivision of enforcement complex financial instruments unitEnforcement division complex financial instruments unitMass ave global incMass ave globalNew york city based massaveComplex financial instruments

Mass Ave Global Inc Takes $4 39 Million Position in Alteryx, Inc (NYSE:AYX)

Mass Ave Global Inc. bought a new stake in Alteryx, Inc. (NYSE:AYX – Get Rating) during the 4th quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The fund bought 86,592 shares of the company’s stock, valued at approximately $4,388,000. Alteryx makes up about 1.3% of Mass Ave […]

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