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Hedge fund Mass Ave pays $600,000 to settle SEC surges

Hedge fund Mass Ave pays $600,000 to settle SEC surges
hedgeweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeweek.com Daily Mail and Mail on Sunday newspapers.

Mass Ave Global fined $350K for compliance, communication lapses

Mass Ave Global agreed to pay $350,000 for alleged failures that led the investment adviser to make false and misleading statements to investors, according to the Securities and Exchange Commission.

SEC gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product

SEC gov | BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Ex-SEC Official Comments on Ripple Ruling, Says Howey Test Wasn t Designed to Address Secondary Market Sales

Former SEC official Daniel Michael and a group of legal experts comment on the Ripple ruling, emphasizing that the Howey test was not designed to address…

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