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United States - Corporate Governance - SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced. ....

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SEC and FinCEN Propose Customer Identification Rule for Registered Investment | Baker Donelson

The Securities Exchange Commission (SEC) and the U.S. Department of Treasury's Financial Crimes Enforcement Network (FinCEN) issued a proposed rule on May 13, 2024 (Proposed Rule),. ....

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Request for Comments on FinCEN and SEC rule on CIP | King & Spalding

Request for Comments on FinCEN and SEC rule on CIP | King & Spalding
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SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs | Kramer Levin Naftalis & Frankel LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice of proposed. ....

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SEC, FinCEN Propose Customer Identification Program Requirements for RIAs and ERAs | Stinson LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) issued a joint notice of proposed rulemaking (proposed rule) that. ....

Exchange Commission , Bank Secrecy Act , Financial Crimes Enforcement Network Fin , Financial Crimes Enforcement Network , Customer Identification Programs , Registered Investment Advisers , Exempt Reporting Advisers , Suspicious Activity Report ,