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United States - Corporate Governance - SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs | Kramer Levin Naftalis & Frankel LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice of proposed.

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Investment Management Legal And Regulatory Update - April 2024 - Financial Services

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