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United States - Corporate Governance - SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced.

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SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs | Kramer Levin Naftalis & Frankel LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice of proposed.

Us treasury departmentBank secrecyMoney laundering programKramer levin naftalis frankelExchange commissionFinancial crimes enforcement network finKramer levin naftalisFinancial crimes enforcement networkInvestment advisers actCustomer identification program requirementsRegistered investment advisersExempt reporting advisersPress releaseFact sheetCustomer identification programsIdentification programs

Investment Advisers Beware: The BSA Is Coming (Maybe) - Money Laundering

The United States Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) has issued a notice of proposed rulemaking (NPRM).

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Investment Advisers Beware: The BSA is Coming (Maybe) | Lowenstein Sandler LLP

The United States Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) has issued a notice of proposed rulemaking (NPRM) that would subject registered investment.

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Daily Financial Regulation Update -- Thursday, February 15, 2024 | Paul Hastings LLP

February 14, 2024- The U.S. House Committee on Financial Services held a hearing entitled, "Oversight of the Financial Crimes Enforcement Network (FinCEN) and the Office of Terr.

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