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United States - Financial Services - SEC And FinCEN Propose Customer Identification Program Requirements For Certain Investment Advisers

On May 13, 2024, the US Securities and Exchange Commission ("SEC") and the US Department of the Treasury's Financial Crimes Enforcement Network.

SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers | Mayer Brown Free Writings + Perspectives

United States - Corporate Governance - SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced.

United States - Money Laundering - FinCEN And SEC Propose CIP Requirements For Investment Advisers

SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs | Kramer Levin Naftalis & Frankel LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice of proposed.