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Charter Communications Fined $25 Million for Violating Stock Buyback Related Internal Accounting Controls Requirements | Wilson Sonsini Goodrich & Rosati

On November 14, 2023, the U.S. Securities and Exchange Commission (SEC), with two Commissioners dissenting, announced settled charges against Charter Communications Inc. (Charter) for. ....

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Investment Management Update - November 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

.SEC Adopts Amendments to Fund Names Rule - On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d-1 under the Investmen. ....

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Stoner Cats Charged for Offering Securities to NFT Buyers

Stoner Cats Charged for Offering Securities to NFT Buyers
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SEC's First Two NFT Enforcement Actions Cast Shadow of Ambiguity | Farrell Fritz, P.C.

The Securities and Exchange Commission recently brought its first two enforcement actions against issuers of non-fungible tokens (NFTs), resulting in cease-and-desist orders, penalties. ....

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SEC Adopts Amendments to Fund "Names Rule" | Dechert LLP

On September 20, 2023, the U.S. Securities and Exchange Commission, by a vote of four to one, adopted amendments to the current rule regarding registered fund names, as well as certain. ....

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