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Financial Markets and Funds Quick Take | Issue 18 | Katten Muchin Rosenman LLP

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds. ....

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Brace for Impact: SEC Takes Action Against Impact Theory, LLC | ArentFox Schiff

On August 28, 2023, the US Securities and Exchange Commission (SEC) charged media and entertainment company, Impact Theory, LLC, with violating the Securities Act of 1933 by making an. ....

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SEC Recent Impact on NFTs

SEC Recent Impact on NFTs
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SEC Cracks Down on NFTs With First-Of-Its-Kind Enforcement Action | McDermott Will & Emery

On August 28, 2023, the US Securities and Exchange Commission (SEC) announced an enforcement action against Impact Theory, LLC, alleging that Impact Theory’s public sale of. ....

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SEC Adopts Final Private Fund Adviser Rules | Cozen O'Connor

On August 23, 2023, the Securities and Exchange Commission (SEC) voted three to two (Commissioners Peirce and Uyeda dissenting) to adopt new and amended rules (Final Rules) under the. ....

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