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Initial Form N-PX Filing Deadline for Institutional Investment Managers Approaching | Akerman LLP

Investment managers required to file Form N-PX pursuant to Rule 14Ad-1 of the Securities Exchange Act of 1934, as amended, will face their initial Form N-PX filing deadline on August.

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SEC Finalizes Regulation S-P Cybersecurity Amendments

U.S. Securities and Exchange Commission SEC finalizes amendments to Regulation S P that largely adopt the proposed amendments the SEC issued in 2023.

United statesAmericaIncident response programSecurities exchangeService provider oversightExchange commissionA covered institutionInvestment companyExchange act release noRegulations pCovered institutionsInteragency guidanceSensitive customerSocial security numberCovered institutionAdopting release

Are the SEC's Private Fund Advisers Rules Now Dead? No, but they are on Life Support | Sullivan & Worcester

Are the SEC's Private Fund Advisers Rules Now Dead? No, but they are on Life Support | Sullivan & Worcester
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United States - Security - The SEC Expands Its Cybersecurity Oversight By Adopting Regulation S-P Amendments

Earlier this month, approximately one year after releasing its proposed amendments to Regulation S-P, the SEC announced the adoption of final amendments to Regulation S-P.

National security public safetyIncident response programSecurities exchangeRegulations pDisposal rulesHarm noticePublic safetySafeguards ruleDisposal ruleProposing releaseSecurities exchange actRegulatory flexibilityAdopting release

Client Alert: The SEC Expands Its Cybersecurity Oversight by Adopting Regulation S-P Amendments | Jenner & Block

Earlier this month, approximately one year after releasing its proposed amendments to Regulation S-P, the SEC announced the adoption of final amendments to Regulation S-P, expanding the.

Unregistered investment companiesInvestment companiesSecurities exchangeNational security public safety delayIncident response programRegulations pDisposal rulesPublic safetySafeguards ruleDisposal ruleProposing releaseSecurities exchange actRegulatory flexibilityAdopting release