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SEC Expands Scope of Fund "Names Rule"

The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names Rule), as… ....

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SEC Adopts Amendments to Fund "Names Rule" | Dechert LLP

On September 20, 2023, the U.S. Securities and Exchange Commission, by a vote of four to one, adopted amendments to the current rule regarding registered fund names, as well as certain. ....

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SEC Proposes Amendments to Rule Governing Fund Naming Conventions, Including Use of ESG Investing Practices | Dechert LLP

On May 25, 2022, the U.S. Securities and Exchange Commission, by a vote of three-to-one, proposed for public comment amendments to a current rule governing fund naming conventions –. ....

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