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SEC Adopts Gross Short Position and Activity Reporting by Institutional Investment Managers | Seward & Kissel LLP

On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted new Rule 13f-2 (the “New Rule”) under Section 13(f)(2) of the Securities Exchange Act of 1934 (the.

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SEC Adopts Rules on Short Sales and Securities Lending | Dechert LLP

The Securities and Exchange Commission on October 13, 2023, adopted two new rules under the Securities Exchange Act of 1934 expanding reporting requirements for securities lending and.

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Statement On Short Position And Short Activity Reporting By Institutional Investment Managers, SEC Commissioner Mark T Uyeda, Oct 13, 2023

Statement On Short Position And Short Activity Reporting By Institutional Investment Managers, SEC Commissioner Mark T Uyeda, Oct 13, 2023
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SEC Reporting Obligations Under Section 13 and Section 16 of the Exchange Act | Paul Hastings LLP

This legal update summarizes (a) the reporting requirements under Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which are generally applicable to.

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2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP

In 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed numerous new and amended rules (“proposals”) that would apply to SEC-registered investment advisers.

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