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SEC Reopens Comment Periods Due to Technical Glitch | Nelson Mullins Riley & Scarborough LLP

The SEC recently announced that it is reopening comment periods on 11 rule proposals and one request for comment, including proposals related to SPAC projections, climate change.

Investment company namesFund advisersMoney market fund reformsNational market system planShell companiesPurpose acquisition companiesInvestment companies about environmentalFederal registerSecurities loansAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap positionsMarket fund reforms

SEC Announced Reopening Comment Periods on 11 Rule Proposals

SEC recently announced that it is reopening comment periods on 11 rule proposals and one request for comment, including proposals related to SPAC projections, climate change disclosure, and cybersecurity.

Investment company namesFund advisersMoney market fund reformsNational market system planShell companiesPurpose acquisition companiesInvestment companies about environmentalFederal registerSecurities loansAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap positionsMarket fund reforms

SEC Reopening Comment Period on Several Key Proposed Rules After Technical Error

The SEC on Oct. 7, 2022, reopened the comment period for 11 rule making proposals, one request for comment and eight Self-Regulatory Organization…

Financial industry regulatory authority incInvestment company namesMoney market fund reformsA retail midpoint liquidity programPurpose acquisition companiesArca incHolland knight securities enforcement defense teamExchange incFund advisersNational market system planShell companiesGoverns the exchange minor rule violation planRegulatory organizationInvestment companies about environmentalSelf regulatory organizationSecurities enforcement defense team

SEC Comment Period Extended After Technological Error

The Securities and Exchange Commission announced due to a technological error it is reopening the public comment periods for 11 rulemaking releases. The comment periods will be reopened October 7th. Some comments submitted through the SEC’s comment form were not received.

Investment company namesMoney market fund reformsPurpose acquisition companiesExchange commissionFund advisersNational market system planShell companiesInvestment companies about environmentalFederal registerRulemaking releasesAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap

United States: SEC Reopens Comment Period for Eleven Significant Rulemaking Releases

On October 7, 2022, the Securities and Exchange Commission (the “SEC”) announced that, due to a technological error, it was reopening the public…

Investment company namesMoney market fund reformsPurpose acquisition companiesExchange commissionFund advisersNational market system planShell companiesInvestment companies about environmentalFederal registerRulemaking releasesProhibition against fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap

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