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SEC Proposes More Transparency within the Financial Market

A recent decision by the SEC will promote transparency as its cure for misuse of derivatives. Market participants are concerned that transparency will enable those who might manipulate markets by letting them know the positions and strategies of market participants.

In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent | Proskauer Rose LLP

SEC Rule to Require Investment Managers to Report Short Sale Data

SEC proposed rule requires institutional investment managers to file confidential monthly reports with the SEC regarding short sale data. Rule require institutional investment managers to file Form SHO with the SEC confidentially, within 14 days after each calendar month

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