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Rollovers, exemption 84-24 among areas targeted in new fiduciary rule

Rollovers, exemption 84-24 among areas targeted in new fiduciary rule
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Regulatory Rule Revival: Massachusetts High Court Validates Heightened Broker-Dealer Fiduciary Standard | Kilpatrick Townsend & Stockton LLP

With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”) revived the Massachusetts fiduciary duty rule (the “Rule”) that.

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Regulatory Rule Revival: Massachusetts High Court Validates Heightened Broker-Dealer Fiduciary Standard

With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”)[i] revived the Massachusetts…

United statesSupreme judicial courtMassachusetts securities division onExchange commissionMassachusetts supreme courtMassachusetts superior courtMassachusetts the supreme courtMassachusetts supreme court analysisMassachusetts finalizesFiduciary ruleMassachusetts fiduciary ruleMassachusetts securities divisionMassachusetts secretarySuperior court departmentMassachusetts superior court judgeRegulation best interest

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Call for Vacatur of Massachusetts Fiduciary Duty Standard for Broker/Dealers | Bryan Cave Leighton Paisner

On August 25, 2023, Justice Wendlandt of the Massachusetts Supreme Judicial Court issued a ruling in Robinhood Financial, LLC v. Secretary of the Commonwealth which upheld the legality.

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