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Regulatory Rule Revival: Massachusetts' High Court Validates Heightened Broker-Dealer Fiduciary Standard | Kilpatrick Townsend & Stockton LLP
With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”) revived the Massachusetts fiduciary duty rule (the “Rule”) that.
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Regulatory Rule Revival: Massachusetts' High Court Validates Heightened Broker-Dealer Fiduciary Standard
With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”)[i] revived the Massachusetts…
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Reddit rally: US regulators subpoena trader 'Roaring Kitty'
Reddit rally: US regulators subpoena trader ‘Roaring Kitty’ Al Jazeera English © The volatility around GameStop and other companies targeted by retail traders has drawn scrutiny fro. The volatility around GameStop and other companies targeted by retail traders has drawn scrutiny from United States lawmakers, the White House, the Securities and Exchange Commission and the New York Attorney General [AP Photo/Jeff Roberson] Securities regulators in Massachusetts in the United States have issued a subpoena seeking the testimony of a YouTube streamer who helped drive a surge of interest in GameStop Corp as part of a review of his registration, including his “outside business activities”, an official said on Wednesday.
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