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Game Over: Robinhood Pays $7.5 Million to Resolve "Gamification" Securities Violations | Vinson & Elkins LLP

After more than three years of regulatory investigation and litigation, Robinhood Financial LLC (“Robinhood”) recently agreed to overhaul its digital engagement practices and pay a $7.5.

United statesRobinhood markets incRobinhood financialExchange commissionSecurities divisionVinson elkinsMa securities divisionMassachusetts secretaryState securities divisionMassachusetts uniform securities actFiduciary ruleMassachusetts fiduciary ruleUnited states securitiesChair genslerRobinhood marketsReports november

Robinhood agrees to pay $7.5 million to settle complaints over its sales practices

The settlement, announced Thursday, resolves complaints brought against the company over the alleged “gamification” of its sales practices.

United statesLucas moskowitz robinhoodSecurities divisionSupreme judicial courtMassachusetts fiduciary ruleMoskowitz robinhoodRobinhood financial galvin

Robinhood to pay $7.5M to settle Massachusetts charges

Robinhood to pay $7.5M to settle Massachusetts charges
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Regulatory Rule Revival: Massachusetts' High Court Validates Heightened Broker-Dealer Fiduciary Standard | Kilpatrick Townsend & Stockton LLP

With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”) revived the Massachusetts fiduciary duty rule (the “Rule”) that.

United statesMassachusetts securities division onMassachusetts superior courtSupreme judicial courtMassachusetts supreme court analysisMassachusetts the supreme courtMassachusetts supreme courtExchange commissionMassachusetts finalizesFiduciary ruleMassachusetts fiduciary ruleMassachusetts securities divisionMassachusetts secretarySuperior court departmentMassachusetts superior court judgeRegulation best interest

Regulatory Rule Revival: Massachusetts' High Court Validates Heightened Broker-Dealer Fiduciary Standard

With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”)[i] revived the Massachusetts…

United statesSupreme judicial courtMassachusetts securities division onExchange commissionMassachusetts supreme courtMassachusetts superior courtMassachusetts the supreme courtMassachusetts supreme court analysisMassachusetts finalizesFiduciary ruleMassachusetts fiduciary ruleMassachusetts securities divisionMassachusetts secretarySuperior court departmentMassachusetts superior court judgeRegulation best interest

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