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SEC Division of Examinations Releases 2024 Priorities
EXAMS tends to carry forward major themes from year-to-year, and due to the shorter amount of time between the publication of the 2023 Examination…
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SEC Expands Scope of Fund "Names Rule"
The Securities and Exchange Commission recently adopted significant changes to Rule 35d-1 under the Investment Company Act of 1940 (Names Rule), as…
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