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Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory. ....

William Birdthistle , Jones Gartenberg , Joshuan Breen , Investment Company Names , Money Market Fund Reforms , Toews Corporation , Purpose Acquisition Companies , Division Of Enforcement , Investment Company , Associates Katherine Katy Berk , Commodity Futures Trading Commission , Securities Offering Reforms For Business Development Companies , Exchange Act Or Section , Division Of Examinations , Harris Associates , Financial Stability Oversight Council , Meagher Flom , Merrill Lynch Asset Management Inc , Large Hedge Fund Advisers , Division Of Investment Management , End Investment Companies , Exchange Commission , Fund Advisers , National Market System Plan , Shell Companies , Exchange Act Report Filings ,