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Investment Management Update - February 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules. ....

United States , New York , Dylan Tillman , Meg Lloyd , Mark Uyeda , Hester Peirce , Natasha Vij Greiner , Keith Cassidy , Gary Gensler , Joshuan Breen , Eaton Vance Senior Income , Division Of Examinations , End Fund Liquidity Framework , Division Of Enforcement , Investment Company , Financial Technology , Derivatives Rule Investment Company Act , Us District Court , Division Of Enforcement Trial Unit , Associates Katherine Katy Berk , Connecticut Natl Bank , Templeton Global Income Fund , Division Rulemaking Office , Lewis Co , Show The Court , Mutual Fund ,

Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory. ....

William Birdthistle , Jones Gartenberg , Joshuan Breen , Investment Company Names , Money Market Fund Reforms , Toews Corporation , Purpose Acquisition Companies , Division Of Enforcement , Investment Company , Associates Katherine Katy Berk , Commodity Futures Trading Commission , Securities Offering Reforms For Business Development Companies , Exchange Act Or Section , Division Of Examinations , Harris Associates , Financial Stability Oversight Council , Meagher Flom , Merrill Lynch Asset Management Inc , Large Hedge Fund Advisers , Division Of Investment Management , End Investment Companies , Exchange Commission , Fund Advisers , National Market System Plan , Shell Companies , Exchange Act Report Filings ,

Investment Management Update - May 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism; new SEC proposals; and the impact of Russia. ....

New York , United States , William Birdthistle , Gurbirs Grewal , Joshuan Breen , Gary Gensler , Joe Biden , Division Of Examinations , Us Court , Financial Industry Regulatory Authority , Division Of Enforcement , Investment Company , Us District Court , Cybersecurity Risk Management Program , Investment Company Institute , Business Development Companies , Division Of Corporation , Investment Company Institute Conference , Financial Stability Oversight Council , Money Market Fund Reforms Modernization , Investment Companies , Meagher Flom , Division Of Investment Management , End Fund Activism , Exchange Commission , Nuveen Floating Rate Income Fund ,