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On May 3, the Securities and Exchange Commission (the SEC) adopted final amendments that call for certain quantitative and qualitative disclosure… ....
On May 3, the Securities and Exchange Commission (SEC) adopted rule amendments regarding disclosures about repurchases of an issuer's equity securities, or issuer stock buybacks. The. ....
In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory. ....