comparemela.com
  1. Home
  2. Live Updates
  3. Marketing Materials Must Be Fair - Breaking News

Latest Breaking News On - Marketing materials must be fair - Page 1 : comparemela.com

United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.

Division of examinationsEnforcement divisionEnforcement division asset management unit corey schusterRisk alertExamination staffRisk alertsMarketing ruleAdvisers act ruleAsset management unit corey schusterOmit material factsMake misleadingKeep contextMind when showingLimitations disclosuresSocial media postsMarketing materials must be fair

© 2024 Vimarsana

vimarsana © 2020. All Rights Reserved.