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Risk Alerts News Today : Breaking News, Live Updates & Top Stories | Vimarsana

United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.

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New shows at the whaling museum, a Seattle hotel with a robotic butler, and TripIt kicks it up a notch

New shows at the whaling museum, a Seattle hotel with a robotic butler, and TripIt kicks it up a notch
bostonglobe.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bostonglobe.com Daily Mail and Mail on Sunday newspapers.

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Yelp for government contracting? Procurated launches Canary

Canary seeks to empower both state governments in evaluating suppliers, and suppliers in evaluating their performance.

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Monthly Regulatory Newsletter - April 2024

Monthly Regulatory Newsletter - April 2024
lexology.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from lexology.com Daily Mail and Mail on Sunday newspapers.

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Top Tips for Updating Your 2024 Compliance Program | SEC Compliance Consultants, Inc (SEC³)

Every year compliance officers face the unenviable job of performing their compliance program's annual review under Advisers Act Rule 206(4)-7). An essential element of that review is.

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