Latest Breaking News On - Make misleading - Page 1 : comparemela.com

The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.

Division of examinationsEnforcement divisionEnforcement division asset management unit corey schusterRisk alertExamination staffRisk alertsMarketing ruleAdvisers act ruleAsset management unit corey schusterOmit material factsMake misleadingKeep contextMind when showingLimitations disclosuresSocial media postsMarketing materials must be fair