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The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit broker dealers’ use of predictive data ....
Statement On Consolidated Audit Trail Revised Funding Model, SEC Commissioner Mark T. Uyeda, Sept. 6, 2023 mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
Manisha Kimmel has spent a career tackling the issues that most people would rather avoid: unpicking the nuances of complex financial markets regulations and ....
Jordan & Jordan finalises strategic review following asset disposals finextra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finextra.com Daily Mail and Mail on Sunday newspapers.
Manisha Kimmel as Chief Policy Officer. Manisha joins MayStreet from the Securities and Exchange Commission, where she served as Senior Policy Advisor, Regulatory Reporting in the Office of the Chairman. Over the course of her two-year tenure at the agency, she was instrumental in the successful implementation of the Consolidated Audit Trail (CAT), working with various internal and industry stakeholders to get the high-profile system live. At MayStreet, Manisha will leverage her considerable regulatory and market expertise to help the firm continue its rapid growth. Commenting on Manisha’s appointment, MayStreet CEO Patrick Flannery said: “Manisha is extremely well-regarded across the industry, possessing a background, level of knowledge and breadth of relationships that is second to none. We believe MayStreet is poised to be a transformative force for regulatory initiatives globally and think that Manisha will be instrumental in helping us realize our significant amb ....