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Ficc takes flak over Treasury clearing proposal

Latest plans would still allow members to bundle clearing and execution – and would fail to boost clearing capacity, critics say

Income-clearing-corporation
Fixed-income-clearing
Depository-trust-amp-clearing-corporation-dtcc
Fixed-income-clearing-corporation-ficc-
Securities-and-exchange-commission-sec
Nited-states-us
Cp
Clearing
Learing-members
Fixed-income
Futures-commission-merchant-fcm

Invesco more than triples size of its FX options book

Counterparty Radar: Manager’s portfolio exceeded $5bn notional in Q4

United-states
American
Invesco
Latin-american
Securities-and-exchange-commission-sec
Invesco
Blackrock
Morgan-stanley
Jp-morgan
Nited-states-us
North-america

Investors say new SEC disclosures may sit on shelf

Advisory committee questions value of rule 605 changes, even for retail investors

John-ramsay
Anna-kurzrok
Gary-gensler
Dave-lauer
Mehmet-kinak
Investor-advisory-committee-on
Exchange-commission
Regulation-national-market-system-reg
National-market-system
Advisory-committee
Urvin-finance
Securities-and-exchange-commission-sec

NBI raids firm in Cebu City

AGENTS from the National Bureau of Investigation (NBI) National Capital Region (NCR), along with members of the Securities and Exchange Commission (SEC) NCR and Cebu, raided on Thursday night, Feb. 22, 2024, a business establishment in Cebu City that allegedly engaged in fraudulent activities.

Kalubihan
Cebu-city
Philippines
Australia
Australians
Australian
Garry-ruiz
Fergus-inc
Exchange-commission
Services-consumer-protection
National-capital-region
National-bureau-of-investigation

Hedge funds find plenty to dislike in SEC's dealer-rule rewrite

‘Nobody knows’ for certain which investing strategies might lead to firms being forced to register as dealers

Exchange-commission
Securities-and-exchange-commission-sec
Markets
Investing
Regulation

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