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Ficc takes flak over Treasury clearing proposal

Latest plans would still allow members to bundle clearing and execution – and would fail to boost clearing capacity, critics say ....

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Invesco more than triples size of its FX options book

Counterparty Radar: Manager’s portfolio exceeded $5bn notional in Q4 ....

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Investors say new SEC disclosures may sit on shelf

Advisory committee questions value of rule 605 changes, even for retail investors ....

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NBI raids firm in Cebu City

AGENTS from the National Bureau of Investigation (NBI) National Capital Region (NCR), along with members of the Securities and Exchange Commission (SEC) NCR and Cebu, raided on Thursday night, Feb. 22, 2024, a business establishment in Cebu City that allegedly engaged in fraudulent activities.

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Hedge funds find plenty to dislike in SEC's dealer-rule rewrite

‘Nobody knows’ for certain which investing strategies might lead to firms being forced to register as dealers ....

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