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SEC Division of Examinations Releases 2024 Priorities

EXAMS tends to carry forward major themes from year-to-year, and due to the shorter amount of time between the publication of the 2023 Examination… ....

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Top 5 SEC Enforcement Developments For February 2023 - Compliance

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month. ....

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Top 5 SEC Enforcement Developments for February 2023 | Morrison & Foerster LLP

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month,. ....

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SEC Settles First Major Enforcement Action Related to ESG Investment Disclosures | Kilpatrick Townsend & Stockton LLP

The Securities and Exchange Commission (the “SEC”) has regularly emphasized its focus on environmental, social, and governance (“ESG”)-related investing and the importance of. ....

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SEC Boosts its Bandwidth, Nearly Doubles the Size of the Division of Enforcement's Crypto Assets and Cyber Unit | Kilpatrick Townsend & Stockton LLP

On May 3, 2022 the Securities and Exchange Commission (the “SEC”) announced the addition of 20 new positions to the Division of Enforcement’s newly renamed Crypto Assets and Cyber Unit. ....

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