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SEC, FCA Address Artificial Intelligence AI Regulation

SEC, FCA Address Artificial Intelligence AI Regulation
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United kingdomGary genslerDivision of enforcementFinancial services marketsDivision of examinationsUnited kingdom financial conduct authorityFinancial conduct authoritySenior managersCertification regimePredictive analytics rulesExamination prioritiesChair genslerFinancial services markets act

Fighting Financial Crime With AI Is Not A Trend—It s A Necessity

An unsullied reputation in banking is about blocking financial crime, achieving spotless compliance and providing top-flight customer experience.

Niall twomeyProduct technologyExchange commissionForbes technology councilChief productTechnology officerExamination prioritiesKnow your customerPrevention better than theAutomated riskTechnology council

Investment Adviser Expectations in 2024 | Davis Wright Tremaine LLP

Like many other industries, Registered Investment Advisers ("RIAs") have dealt with significant regulatory, technological, and systemic change in recent years. Compared to.

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SEC Division of Examinations Releases 2024 Priorities

EXAMS tends to carry forward major themes from year-to-year, and due to the shorter amount of time between the publication of the 2023 Examination…

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Ropes & Gray s Investment Management Update October – November 2023 - Investment Strategy

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.

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