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Former Rochester MAs, SEC battle over alleged conflict of interest

Former Rochester MAs, SEC battle over alleged conflict of interest
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

New York , United States , City Of Rochester , Richard Tortora , Everton Sewell , Richard Ganci , Exchange Commission , District Court , Rochester City School District , Capital Markets Advisors , Rosiland Brooks Harris , Federal District Court , Western District , Municipal Advisors , First Amendment , United States Constitution ,

Rochester municipal advisor calls for partial judgment in SEC fraud case

Rochester municipal advisor calls for partial judgment in SEC fraud case
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

United States , City Of Rochester , New York , Richard Tortora , Everton Sewell , Richard Ganci , School District , Rochester City School District , Exchange Commission , Capital Markets Advisors , Rosiland Brooks Harris , Second Circuit , United States Government , Revenue Anticipation Notes ,

City of Rochester, former finance director deny all wrongdoing

The City of Rochester, New York, and its former finance director appear set in fighting SEC charges that they defrauded investors in connection with a 2019 bond offering. ....

New York , United States , State Of New York , Richard Ganci , Brian Feldman , Richard Tortora , Everton Sewell , Exchange Commission , Moody Investors Service , Rochester City School District , Rosiland Brooks Harris , Capital Markets Advisors , Investors Service , Washington Dc , Sec Enforcement , Municipal Advisors ,

City of Rochester Charged with Fraud by SEC

The SEC filed fraud charges against the City of Rochester, New York , former City executives, and the City’s municipal advisor alleging the City’s note offering documents were materially misleading to investors because of their reliance on outdated financial statements. ....

New York , United States , City Of Rochester , State Of New York , Richard Ganci , Richard Tortora , Everton Sewell , Rochester City School District , Exchange Commission , Us District Court , Capital Markets Advisors , Rosiland Brooks Harris , Western District , City Of Rochester , Securities And Exchange Commission , Financial Fraud , Municipal Advisor , Deceptive Practices , New York , Injunctive Relief ,

Judge weighs whether to dismiss charges against MA in Rochester case

Capital Market Advisors responded to the Securities and Exchange Commission's claims that the charges are inconsistent or in excess of those imposed by the applicable laws. ....

New York , United States , City Of Rochester , State Of New York , Richard Ganci , Everton Sewell , Exchange Commission , Rochester City School District , Capital Market Advisors , Securities Act , Richard Totora , Rosiland Brooks Harris , Municipal Securities Rulemaking Board Rule , Washington Dc , Municipal Advisors , Securities Law ,