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Harley (Tuffy) Southworth

Harley (Tuffy) Southworth ....

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SEC, Covington dig in their heels as judge weighs US demand for client names

(Reuters) - A federal judge on Wednesday urged the U.S. Securities and Exchange Commission to resolve its dispute with law firm Covington & Burling over the agency's demand for the names of 300 clients affected by a cyberattack on the firm. | 01:23pm ....

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SEC, Covington dig in their heels as judge weighs US demand for client names

By Andrew Goudsward (Reuters) - A federal judge on Wednesday urged the U.S. Securities and Exchange Commission to resolve its dispute with law firm Co. ....

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Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset Staking-As-A-Service Program and Pay $30 Million to Settle SEC Charges

Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset Staking-As-A-Service Program and Pay $30 Million to Settle SEC Charges
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SEC Accuses Rochester, RCSD of Investment Fraud | NewsRadio WHAM 1180

They allege documents related to the $119 million bond offering were outdated, and didn't mention the RCSD's $25 million budget shortfall and overall financial distress. ....

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