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California Marketer Claims Plan Change Caused Recordkeeper to Retaliate

A California plan sponsor has sued the provider it removed, 401(k) Easy, claiming the company perpetrated a scheme to defraud the plan. ....

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DOL Finalizes Changes To ERISA Transaction Waiver

The U.S. Department of Labor unveiled a final regulation Tuesday making it tougher for investment managers with serious misconduct on their records to handle Employee Retirement Income Security Act-covered retirement plans, broadening an ineligibility clause that previously only covered criminal convictions. ....

Kellie Mejdrich , Us Department Of Labor , Employee Retirement Income Security Act Covered ,

DOL Narrows Retirement Asset Manager Exemption

The U.S. Department of Labor unveiled a final regulation Tuesday making it tougher for investment managers with serious misconduct on their records to handle Employee Retirement Income Security Act-covered retirement plans, broadening an ineligibility clause that previously only covered criminal convictions. ....

Kellie Mejdrich , Us Department Of Labor , Employee Retirement Income Security Act Covered ,

Pennsylvania Federal Judge Orders RiversEdge Out of Retirement Plans

A judge determined the retirement plan recordkeeper and third-party administrator misappropriated millions in clients’ plan assets. ....

Barry Salkin , Paul Palguta , Marilynj Horan , Us Department Of Labor , Charles Schwab Trust Bank , Groom Law Group , Atlantic Trust Company , Riversedge Advanced Retirement Solutions , Schwab Retirement Technologies Inc , Wagner Law Group , Judge Marilyn , Mid Atlantic Trust Company , Schwab Retirement Technologies , Drew Oringer , Employee Retirement Income Security Act Covered ,

US Labor Department files lawsuit related to Williamson Memorial Hospital's health care plan

US Labor Department files lawsuit related to Williamson Memorial Hospital's health care plan
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