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Pennsylvania Federal Judge Orders RiversEdge Out of Retirement Plans

A judge determined the retirement plan recordkeeper and third-party administrator misappropriated millions in clients’ plan assets. ....

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Smaller firms may not be ready for DOL fiduciary rule now in force

Smaller financial advisory firms may not be ready for the DOL fiduciary rule that the department started ti enforce on Tuesday. ....

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Service Provider Collaboration and the DOL's Cybersecurity Guidance

Retirement plan sponsors may have difficulty achieving full compliance with the DOL’s cybersecurity guidance because many of the required actions are controlled by their service providers. ....

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