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Statement On Final Rules Regarding The Further Definition Of A Dealer-Trader, SEC Chair Gary Gensler, Feb. 6, 2024

Statement On Final Rules Regarding The Further Definition Of A Dealer-Trader, SEC Chair Gary Gensler, Feb. 6, 2024
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MIL-OSI USA: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader

MIL-OSI USA: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader
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Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023

Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023
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SEC Staff Withdraws 2014 Letter in Response to Federal M&A Broker Exemption | Perkins Coie

A new development has emerged in the series of changes to the regulation of finders (i.e., persons that receive compensation for making an introduction leading to a securities. ....

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Statement On Amendments To Regulation S-P, SEC Chair Gary Gensler, March 15, 2023

<p><span>Today, the Commission is considering amendments to require covered firms to notify their customers of data breaches.</span><a name=" ftnref1" href="https://www.sec.gov/news/statement/gensler-statement-regulation-sp-031523?utm medium=email&utm source=govdelivery# ftn1">[1]</a><span> I support these amendments because, through making critical updates to a rule first adopted in 2000, this proposal would help protect the privacy of customers’ financial data.</span></p> ....

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