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SEC Staff Withdraws 2014 Letter in Response to Federal M&A Broker Exemption | Perkins Coie
A new development has emerged in the series of changes to the regulation of finders (i.e., persons that receive compensation for making an introduction leading to a securities.
Emily westerberg russell
Securities exchange
Division of trading
American securities administrators association
Exchange commission
Action letter
President biden
Securities exchange act
Exchange act
Broker letter
Chief counsel
Associate director
Faith colish
No action withdrawal
Consolidated appropriations act
Rule exempting certain merger
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