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Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023

Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023
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Daniel breslerStephanie bennettKelly shoopJohn faheyMeridith mitchellLauren mooreRebecca orbanAndrea orrMalou huthJuan echeverriMichael davisDevin ryanSirimal mukerjeeJohn poliseCharles woodworthCharles lin

The Changing Nature Of Form PF: Statement On Amendments To Form PF, SEC Commissioner Hester M Peirce, May 3, 2023

<p><span>Thank you, Chair Gensler. This expansion of Form PF data collection is the latest reflection of the Commission’s unquestioning faith in the Benevolent Power of More, a faith that I do not share. We have not explained sufficiently why we need the information we are mandating and why we need it so quickly. The additional information may tempt regulators to intervene in markets in ways that would undermine long-term market resilience and exceed jurisdictional bounds. Accordingly, I cannot support the rule.</span></p>

Melissa roverts harkeRobert holowkaSirimal mukerjeeThomas strumpfNeema nassiri motlaghJill pritzkerSamuelk thomasAdele kittredge murrayDavid stevensCommodity futures trading commissionFinancial stability oversight councilBenevolent powerInvestment managementRisk analysisGeneral counsel

SEC Chair Gensler Announces Policy Team

SEC Chair Gensler Announces Policy Team Gary Gensler’s policy staff under Director Heather Slavkin Corzo. Corporation Finance Counsel Corey Klemmer was an analyst at the AFL-CIO’s Office of Investment. She will focus on ensuring policies allow investors to have the proper information needed to make informed decisions. Klemmer graduated cum laude from Amherst College with a B.A. in Law, Jurisprudence, and Social Thought and earned her J.D. from Tulane University Law School. She is a barred attorney in New York and is a CFA charter holder. Trading and Markets Counsel Adam Large oversees major securities market participants, especially broker-dealers and security-based swaps. He has held several other positions at the SEC and also worked at FINRA. Large received his B.A. from University of Iowa and his J.D. from Washington University in St. Louis.

New yorkUnited statesBrooklyn law schoolHeather slavkin corzoMika morseGary genslerBrian schatzSirimal mukerjeeHarvard law schoolYale law schoolUniversity of iowaDivision of investment management rulemaking officeAmherst collegeCorporation finance counsel corey klemmerOffice of investmentUniversity of oxford

ON THE MOVE: Jonathan Yam Moves From IEX to Coinbase; Tradeweb Hires Dan Cleaves

ON THE MOVE: Jonathan Yam Moves From IEX to Coinbase; Tradeweb Hires Dan Cleaves
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New yorkUnited statesNova scotiaSidley austinHeather rucciAimee eganChris amenHeather slavkin corzoMike capelliCarolinea crenshawBranden jonesGary genslerTerry gilhoolyJim grecoDan cleavesUs equities investors exchange

Chair Gensler Announces Composition of Policy Team

Chair Gensler Announces Composition of Policy Team
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New yorkUnited statesBrooklyn law schoolSidley austinKaram steinSirimal mukerjeeSirimalr mukerjeeCorey klemmerHeather slavkin corzoSlavkin corzoCarolinea crenshawMika morseGary genslerStephen robinsonBrian schatzDisclosure review office