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Top News In David Bellaire Today - Breaking & Trending Today

Study: 58% of independent advisors would abandon broker ties under DOL rule

A survey by the Financial Services Institute finds most independent planners would rather set up RIAs than become direct employees of large firms. ....

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PIABA: New FINRA Rules on Remote Work 'Fundamentally Flawed'

PIABA warned that FINRA's proposed rule changes allowing reps to work from home was "flawed" and would weaken investor protection. ....

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How DOL's New Independent Contractor Rule Could Cause Major Headaches for Advisors

The proposed rule stands to cost advisory firms more time and money, FSI General Counsel David Bellaire tells ThinkAdvisor. ....

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SEC issues bulletin on Reg BI's conflict-of-interest rules

The regulator provided a detailed listing of practices subject to tougher client-care standards for disclosure or outright elimination. ....

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IRI pushes for funding boost to SEC's Reg BI enforcement – InsuranceNewsNet

IRI pushes for funding boost to SEC's Reg BI enforcement – InsuranceNewsNet
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