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Letters to the Editor: Charge an extra fee? Restaurants should have to tell customers before they enter

Requiring a notice of a 'security' fee on a menu isn't good enough. Force restaurants to tell customers before they even enter. ....

Beverly Schmidt , Downtown Los Angeles , Brian Van Der Brug , Los Angeles Times , Security Charges , Fee Disclosures ,

FINRA cites Reg BI for expelling brokerage | Financial Planning

For the first time, the brokerage's self-regulatory body is citing the 3-year-old rule as a reason to remove a firm from the industry. ....

United States , Christopher Kelly , Thomas Diamante , Rob Herskovits , Financial Industry Regulatory Authority , International Securities , Exchange Commission , Regulation Best Interest , New York Based , Best Interest , Western International Securities , Axos Clearing , Regulation And Compliance , Capital Markets , Corporate Finance , Fee Disclosures , Investment Returns , Mutual Funds , Regulatory Reform ,

Robinhood argues before Massachusetts high court that state fiduciary rule could quash broker-dealers

Lawyers for the popular brokerage service argue that federal regulators have resisted the use of a single conduct standard to preserve investor choice. ....

United States , Phoebe Fischer Groban , Amy Mason Saharia , Williams Connolly , William Galvin , Massachusetts Supreme Judicial Court , Exchange Commission , Public Investors Advocate Bar Association , A Superior Court , American Securities Administrators Association , Robinhood Markets , Commonwealth William Galvin , Superior Court , Wall Street , Regulation Best Interest , Massachusetts Uniform Securities Act , Regulation And Compliance , Fee Disclosures , Independent Advisors , Regulatory Reform ,

Reg Bi bulletin mentions alternatives to risky, complex investments

The regulator's latest staff bulletin also calls on planners at hybrid firms to always be clear about if they're wearing their broker or advisor hat. ....

Exchange Commission , Financial Industry Regulatory Authority , Regulation Best Interest , Best Interest , Regulation And Compliance , Capital Markets , Fee Disclosures , Independent Advisors , Investment Funds ,

Financial advisors' clients rank clear fees as top priority

Understandable expenses came out ahead of every other "want" among customers, displaying how transparent costs are an important differentiator for advisors. ....

United States , Edward Jones , Laura Varas , Diane Macphee , Consulting Services , New York Based , Cameo Roberson , New Jersey Based , Practice And Client Management , Growth Strategies , Fee Disclosures ,