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SEC Event Could Boost Interest in Pro Bono Law Clinics

The SEC's Investor Advocacy Clinic Summit comes as the number of pro bono law clinics for small clients has shrunk and federal funding dried up.

Fordham universityNew yorkUnited statesNew jerseyLong islandUniversity of miamiElissa germaineChristine lazaroCatherine cortez mastrod nevScott eichhornBen edwardsNicole iannaroneGary genslerResolution services richard berryFordham university schoolJohn university school of law

Advisor files appeal in murder case | Financial Planning

Advisor files appeal in murder case | Financial Planning
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United statesAmos mazzantChristine lazaroJames seeganDamien diggsJames whalenKeith todd ashleyWhalen law officePublic investors advocate bar associationJohn university school of lawFinancial industry regulatory authorityJudge amos mazzantParkland securitiesHobbs actEastern districtToby shook

New FINRA rules to put up high barriers to broker expungement records

The SEC is moving forward with regulations that broker advocates argue could make it nearly impossible to have online complaints purged.

United statesNew yorkRon becknerDoc kennedyAndrew hartnettChristine lazaroEdward jonesWinget spadafora schwartzbergGarry stevensInsurance services in westcliffeAmerican securities administrators associationFinancial industry regulatory authorityJohn universityAmpio pharmaceuticalsWall streetPeaks integrity wealth management

SEC Investor Advisory Committee Schedules Meeting For December

SEC Investor Advisory Committee Schedules Meeting For December
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United statesChristine lazaroAndrew parkNicole iannaroneJames andrusCory clarkStephen hallDrexel universityJohn university school of lawDalbar incPanel discussionPanel discussion regarding singleInclusion working groupNew accessPrevious meetingClinical legal education

Legal Help for Small Investors Is Disappearing

The number of pro bono legal clinics for retail investors harmed by bad investment advice has fallen dramatically over the past decade.

United statesUniversity of nevadaNew yorkPace universityNew jerseyFordham universityUniversity of miamiGeorgia state universityBenjamin edwardsScott eichhornCatherine cortez mastod nevKathy piniewskiEliot spitzerChristine lazaroArthur levittNicole iannarone