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U.S. SEC Adopts Share Repurchase Disclosure Rules | Morrison & Foerster LLP

On May 3, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to its rules that will require additional detail regarding the structure of share repurchase plans.

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SEC Adopts Amendments to Form PF for Private Equity Funds | Stinson LLP

On May 3, 2023, the Securities and Exchange Commission (SEC) voted to adopt certain amendments (Final Amendments) to Form PF reporting requirements. Form PF is a confidential,.

Financial stability oversight councilA limited partner clawbackExchange commissionFinal amendmentsLed secondary transactionsGeneral partnerInvestment periodInvestment lossesDefault eventsBroker relationship terminatedMaterially restrictedRedemptions eventsLimited partnerGeneral partner clawbackLimited partner clawbackProposing release

The "Safeguarding Proposal": A jurisdictional grab by the SEC over custodians | Eversheds Sutherland (US) LLP

On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the Investment Advisers Act of 1940.

Exchange commissionCustody servicesOffice of the comptrollerEversheds sutherlandCustody ruleInvestment advisers actAdvisers actSafeguarding proposalProposed ruleDodd frank wall street reformConsumer protection actProposing release

The "Safeguarding Proposal": A jurisdictional grab by the SEC over custodians

On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the…

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SIFMA, MFA Comment On SEC's Equity Market Proposals

Order Competition Rule would harm competition among trading centers and should be withdrawn.

Bryan corbettKennethe bentsen jrAsset management groupFunds associationExchange commissionCommission order execution informationHouse financial services committeeManagement groupOrder execution informationProposing releaseMinimum pricing incrementsAccess feesBetter priced ordersExecution proposalCompetition rule proposalEquity market structure

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