On March 6, the SEC released its long-anticipated adopting release amending Rule 605. Separately, in late February, FINRA issued Regulatory Notice 24-05 discussing new FINRA Rule 6151, .
On April 11, 2023, the Antitrust Division of the United States Department of Justice (the “DOJ”) issued a public comment on four proposed rules promulgated by the United States.
The Antitrust Division of the Department of Justice issued a public comment on four proposed rules promulgated by the SEC. The DOJ applauded the efforts of the SEC to promote competition. The comment noted the Order Competition Proposal promotes transparency and competition.